About the FINRA category
|
|
2
|
644
|
January 8, 2023
|
Trading settlement update
|
|
2
|
31
|
March 16, 2024
|
False Bond Statements Confused Explanation
|
|
1
|
51
|
March 8, 2024
|
Accrued Interest Pay Date with Interest Month & Trade Date all J
|
|
1
|
27
|
March 7, 2024
|
Series 66 Review Questions
|
|
1
|
45
|
March 6, 2024
|
Yield Based Options
|
|
1
|
32
|
March 5, 2024
|
Recommended Additional Resources?
|
|
1
|
29
|
March 5, 2024
|
Can I get my SIE Progress Reset?
|
|
1
|
36
|
March 5, 2024
|
FINRA Series 9 Check!
|
|
1
|
26
|
March 5, 2024
|
SIE: Taxes (Dividends)
|
|
1
|
36
|
March 5, 2024
|
Failed 1st attempt on series 7 with a 71%
|
|
1
|
73
|
March 1, 2024
|
Series 66 Study Material vs the S7
|
|
1
|
41
|
February 29, 2024
|
Passed Series 7, 2/26
|
|
1
|
75
|
February 27, 2024
|
Confused about a Test Q&A
|
|
1
|
50
|
February 26, 2024
|
IAR Continuing Education Credits
|
|
1
|
23
|
February 26, 2024
|
SIE Test Result on 1st try
|
|
2
|
130
|
February 25, 2024
|
Acronyms for exam
|
|
1
|
60
|
February 25, 2024
|
Annuities and Medical Documentation?
|
|
2
|
36
|
February 23, 2024
|
Inspection of books and records
|
|
1
|
48
|
February 21, 2024
|
Test on 2/23, Series 7
|
|
1
|
70
|
February 20, 2024
|
Sallie Mae confusion
|
|
1
|
66
|
February 16, 2024
|
Questions about order
|
|
2
|
61
|
February 15, 2024
|
Series 66 Check!
|
|
4
|
85
|
February 14, 2024
|
NASAA Model Rule on Dishonest or Unethical Business Practices of Broker-Dealers
|
|
2
|
58
|
February 12, 2024
|
Request for textbook and key points in PDF format
|
|
5
|
99
|
February 12, 2024
|
Investment adviser rep question
|
|
1
|
61
|
February 11, 2024
|
Hedging Strategies
|
|
1
|
60
|
February 8, 2024
|
Recommended Study Plan
|
|
5
|
123
|
February 6, 2024
|
Passed first time with Achievable
|
|
3
|
167
|
February 2, 2024
|
Series 7 - Check!
|
|
4
|
172
|
February 1, 2024
|