|
About the FINRA Series 63 category
|
|
1
|
559
|
December 7, 2022
|
|
Finra series 63
|
|
9
|
27
|
August 30, 2024
|
|
Legality of Buying/Selling Securities
|
|
3
|
15
|
August 23, 2024
|
|
Failed Series 63 by 4 points!
|
|
7
|
94
|
August 2, 2024
|
|
S63 Scheduled for 7/31: Any tips?
|
|
2
|
46
|
July 22, 2024
|
|
Series 63, taking it Saturday, open to advice
|
|
1
|
52
|
July 9, 2024
|
|
Series 66 to Series 63
|
|
1
|
65
|
June 20, 2024
|
|
Inquiry: Solicitors for state-registered vs federally-covered IAs confusion
|
|
2
|
73
|
May 24, 2024
|
|
Series 63 Dump Sheet
|
|
4
|
13519
|
April 18, 2023
|
|
Pass rate for the 63?
|
|
2
|
612
|
November 21, 2023
|
|
Series 63 Flash Cards
|
|
1
|
414
|
November 21, 2023
|
|
Just passed Series 63
|
|
1
|
383
|
September 11, 2023
|
|
Renewing Registration
|
|
1
|
235
|
August 25, 2023
|
|
Regulation D Securities vs Transactions
|
|
4
|
246
|
August 24, 2023
|
|
Exempt Vs Excluded
|
|
1
|
271
|
August 24, 2023
|
|
5.2.4 Recommendations
|
|
1
|
251
|
August 18, 2023
|
|
5.2.4 SEC Marketing Rules
|
|
2
|
268
|
August 18, 2023
|
|
IA net capital or net worth?
|
|
3
|
285
|
August 17, 2023
|
|
Passed 63 with Achievable
|
|
1
|
360
|
August 16, 2023
|
|
Form ADV Part 2B Additional Comp
|
|
2
|
270
|
August 9, 2023
|
|
Section 2.3 Securities Definition
|
|
3
|
274
|
August 2, 2023
|
|
I passed my Series 63 Yesterday
|
|
2
|
574
|
June 11, 2023
|
|
Passed series 63!
|
|
3
|
425
|
June 11, 2023
|
|
Am I wrong on this?
|
|
2
|
337
|
May 10, 2023
|
|
Series 63- help!
|
|
3
|
758
|
April 18, 2023
|
|
Series 63 Brain Dump Part 2?
|
|
1
|
446
|
April 18, 2023
|
|
Concern for the 63
|
|
6
|
874
|
April 18, 2023
|
|
Last Minute Help for Series 63
|
|
1
|
686
|
February 22, 2023
|
|
Dashbaord Reset
|
|
2
|
334
|
January 3, 2023
|
|
63 and 65 similarities
|
|
1
|
428
|
December 12, 2022
|