FINRA FINRA Series 66
| Topic | Replies | Views | Activity | |
|---|---|---|---|---|
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Tax implication question
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3 | 619 | March 29, 2022 |
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Bond yield question
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2 | 507 | March 16, 2022 |
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Quick investment/suitability question
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1 | 487 | February 19, 2022 |
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Series 66 Question error
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15 | 781 | February 8, 2022 |
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Registration Question
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1 | 508 | January 27, 2022 |
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Statutory Disqualification Question
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1 | 539 | January 26, 2022 |
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Who reports when an IAR exit a firm?
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3 | 731 | January 25, 2022 |
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Confusion on Exclusion and exempt (maybe violation)
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2 | 595 | January 25, 2022 |
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Letter of intent for Breakpoint
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1 | 499 | January 21, 2022 |
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Eligible Income
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1 | 512 | January 21, 2022 |
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Updates to Series 66 Exam
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1 | 562 | January 18, 2022 |
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A Question About Rights
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1 | 495 | January 7, 2022 |
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Question about Capital Gains Distributions in Open End Funds
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2 | 485 | January 6, 2022 |
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I don't understand this long vs short term capital gain calculation
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3 | 567 | January 5, 2022 |
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Question error? Series 66
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1 | 529 | December 19, 2021 |