Clarify please. Thanks

FINRA FINRA Series 65
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[KTXGB] Sutton is an unregistered secretary at UVX Brokerage S... | Achievable Series 65…

IF unregistered individual does not execute the order, why is this in violation? It only says she accepts the order. I guess I have to get used to these nuances.

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I think the wording is tripping you up. Accepting the order means executing the order; since they aren’t registered, they aren’t allowed to do that!

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