About the FINRA SIE category

FINRA FINRA SIE
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Discuss anything related to the FINRA SIE exam or Achievable SIE test prep.

About Achievable
Achievable is a test prep platform built for the modern student: mobile, guided, and personally optimized. Our FINRA courses are written by acclaimed FINRA tutor Brandon Rith in partnership with his company, Basic Wisdom. Brandon reads and replies to topics on this forum, so if you see his Author badge, say hello!

What this category is for

  • Questions related to the FINRA SIE exam and related topics (bonds, options, etc.)
  • Questions related to Achievable’s FINRA SIE prep course
  • Mistakes or other issues with Achievable’s FINRA SIE content

What this category is not for

  • Stock market or other finance-related casual discussion. For that, please visit the Water Cooler category.
  • Hiring, career advice, or salary discussions. For that, please visit the Career Advice category.
  • Bugs related to the Achievable website and not the course. For those issues, please visit the Site Feedback category.

Thank you for joining our community. We’re excited to have you here and look forward to meeting you on the forum.

All the best,
Tyler and Justin

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Blockquote

Achievable! I passed SIE this morning. I would be spending a year or two trying to pass this without you. I may be exaggerating, but I bet 60 of the 85 questions were things I saw through you in one form or the other. I cannot thank you enough. Granpa

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Congratulations on your success, @Granpa! We’re so happy for you!

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any advice ? this is my 3rd attempt

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Negotiable and Redeemable Securities.

I understand that negotiable is when an investor trades with another investor and a redeemable security is one that is offered from an issuer directly to the investor. My question lies with the NAV of a mutual fund. If Fidelity is the “company” that I am investing in, (them as the issuer), do they then invest in negotiable securities as a part of running their business? or do they also obtain redeemable securities from the companies they invest in. Also, regarding the NAV, are the assets and liabilities used for the calculation based on that individual fund or fidelity as a whole.

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i paased mt security industry essentials exam on my 1st try thank you to achievables im looking forward to working with you guys again,but im having a hard time being sponsored by company to write my series 7 exam what can i do