Retaking SIE need advice

Hi , I am retaking the exam, I did poorly on sections 3 & 4 of the exam. (understanding trading, accounts, prohibited activities & Regulatory framework) scored 69%

I took like 10 practice exams scored high 70-80s on them. I wanted to do more exams on those two sections I did bad on, which chapters do you recommend me to take/ reread

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Hi @Genuine_olive_lungfi - sorry the exam didn’t go your way. However, you were only off by 1 point! You’ll get it next time!

Here are the big three chapters to focus on related to those sections:

  • The secondary market
  • Brokerage accounts
  • Rules and ethics

I hope this helps! Good luck on your retake!

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I’m gonna take practice exams on those right now! thank you so much.

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I passed! thank you so much…

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Congrats, really glad to hear that! :slight_smile: