Passed the SIE & Studying for the 7!

Thankful to say that I passed the SIE this past Friday. I am looking forward to using Achievable for the next step in my licensing journey. Is there a discount code available for returning customers?

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@Lori_Stark CONGRATULATIONS!! :tada: I have sent you a DM!

Greetings Mataia, I passed the SIE exam on Wednesday 10/15. What would be my next steps, do I need to register it with FINRA?

@Mona_Renner Congratulations on passing your SIE exam! :tada:

You don’t need to register your SIE with FINRA yourself. The SIE is a core knowledge exam and remains valid for 4 years. You’ll only become registered with FINRA after you’re sponsored by a broker-dealer, who will file your Form U4 and link your SIE results to your record.

If you want to move forward independently, you can take the Series 65, 63, or 66 exams without sponsorship.
However, the Series 7, 6, and 9 (and similar representative-level exams) require sponsorship from a FINRA-member firm.

For now, you’re all set, congrats again on passing the SIE, and best of luck planning your next steps!

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Thank you for your response!

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